Conduct Risk and Treading Customers Fairly
In this course, you will learn about Conduct Risk and Trading Customers Fairly - 180 min CPD
What's included?
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75 Chapters
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32 Questions
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25 Videos
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1 Assessment
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1 Certificate
Learning Objectives
In this session we’ll look at:
What is TCF?
What is Conduct Risk?
What is TCF?
What is Conduct Risk?
Why is TCF so important?
How can Conduct Risk be mitigated?
How can Conduct Risk be mitigated?
How to embed TCF in your business practices?
What are the regulatory requirements for TCF and Conduct Risk?
Accreditation and CPD Recognition
The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 3 CPD Unit that approve education in financial regulation.
Course Content
Meet the instructor
Christos Drakos
Christos Drakos is a certified trainer by the HRDA (No. ΣΕΠ003951) since 2020 as well as a certified financial services professional holding both the CySEC Advanced and Anti Money Laundering certificates (No.5134).
Christos has extensive experience in Risk Management, Compliance and AML and currently serves as an Executive Director in a Crypto Asset Service Provider and holds various Non-Executive Directorships in Investment Firms and Funds.
Moreover, he is a certified ACCA member (ID 2899022).